Universal investment

Results: 892



#Item
711Investment / Securities Act / Security / Repurchase agreement / Arbitrage / Short / Universal Market Integrity Rules / Algorithmic trading / Form 144 / Financial markets / Financial economics / Finance

Universal Market Integrity Rules Rules & Policies 1.2

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2013-12-18 14:59:38
712Finance / Stock market / Financial markets / Financial regulation / Self-regulatory organizations / Insider trading / Universal Market Integrity Rules / Investment Industry Regulatory Organization of Canada / Indication of interest / Business / Financial economics / Financial system

Universal Market Integrity Rules Rules & Policies 6.2

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2014-03-05 12:03:05
713Investment / Economy of Canada / Universal Market Integrity Rules / Securities / Stock market / Mathematical finance / Canadian securities regulation / Investment Industry Regulatory Organization of Canada / Financial regulation / Financial markets / Financial economics / Finance

Rules Notice Request for Comments UMIR Please distribute internally to: Legal and Compliance

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2014-07-04 15:56:05
714Personal finance / Taxation in Canada / Andrew Carnegie / TIAA-CREF / Pension / Registered Retirement Savings Plan / Retirement / Defined contribution plan / Financial economics / Investment / Economics

Microsoft Word - Universal Availability Letter-For International New Hires.docx

Add to Reading List

Source URL: hr.columbia.edu

Language: English - Date: 2013-12-18 15:53:22
715Financial institutions / Institutional investors / Insurance / Economics / Income tax in the United States / Social Security / Insurability / Withholding tax / Universal life insurance / Life insurance / Financial economics / Investment

abcd Group Universal Life Service Request A

Add to Reading List

Source URL: ben.omb.delaware.gov

Language: English - Date: 2012-03-01 15:03:08
716Dow Jones Industrial Average / Investment / Trading halt / Universal Market Integrity Rules / Circuit breaker / Financial economics / Trading curb / Stock market / Economy of the United States / New York Stock Exchange

Rules Notice Technical UMIR Contact: Michael T. Prior

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2012-05-22 15:26:04
717Securities / Financial system / Canadian Investment Manager / Professional certification in finance / Universal Market Integrity Rules / Investment Industry Regulatory Organization of Canada / Canadian securities regulation / Securities Act / Exempt market dealer / Financial economics / Business / United States Securities and Exchange Commission

Administrative Notice General Dealer Member Rules UMIR Please distribute internally to:

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2014-05-22 13:06:03
718Financial markets / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Stock market / Securities Act / Security / Short / Exchange-traded fund / Financial economics / Finance / Investment

Universal Market Integrity Rules Rules & Policies 7.7

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2013-12-18 15:26:17
719Financial system / Self-regulatory organizations / Business / Economy of Canada / Universal Market Integrity Rules / Investment Industry Regulatory Organization of Canada / Futures contract / Settlement / Securities / Financial economics / Finance

Universal Market Integrity Rules Rules & Policies 7.11

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2013-09-04 11:54:05
720Investment / Business / Finance / Mathematical finance / Order / Short / Dark liquidity / Volume-weighted average price / Stock market / Financial economics / Financial markets

Universal Market Integrity Rules Rules & Policies PART 6 – ORDER ENTRY AND EXPOSURE 6.1

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2014-03-05 12:01:37
UPDATE